All of our Compliance packages are powered by the resources and experience of our trusted partners at RIA Compliance Group. RIA Compliance Group helps us provide a full suite of compliance consulting services. Please see more
about RIA Compliance Group on their website at: www.ria-compliance.com.
We’ve partnered with RIA Compliance Technology, to utilize their state-of-the-art compliance portal as well as their solutions for trade monitoring and email archival. Please see more about RIA Compliance Technology on their website at: www.riacomptech.com. RIA Compliance Tech services include: Simple Compliance Portal; Simple Email, Social Media & Website Archive; Simple Trade Monitor; Simple Text Msg. Archive; and Simple Form ADV Solutions. The costs of all of their services are included in our regular pricing so you can rest assured that you’re getting a complete legal and compliance solution for one value-based price.
The costs of all of our trusted partners’ services are included in our regular pricing so you can rest assured that you’re getting a complete legal and compliance
solution for one value-based price.